Are you working to Outcomes 7.2, 7.7 and 7.8 of Chapter 7 of the SRA Code of Conduct 2011?

"You have effective systems and controls in place to achieve and comply with all the Principles, rules and outcomes and other requirements of the Handbook, where applicable"

"You comply with the statutory requirements for the direction and supervision of reserved legal activities and immigration work"

"You have a system for supervising clients' matters, to include the regular checking of the quality of work by suitably competent and experienced people"

File Reviews are now a necessary evil for most practices, but it doesn't have to be that way if you put the right processes in place.

Who should attend? - Essential Course for:

• Department Heads
• Compliance Officers for Legal Practice and Deputies
• Supervisors
• Team Leaders
• Practice Managers

What will the course cover?

• File Reviews, frequency and typical content
• Common pitfalls with file reviews
• Analysing file review information
• Supervision and Discipline
• Discipline of closing corrective actions
• Trend identification and liaising with Supervisors or Fee Earners

Course Tutors

Wayne Williams is a former senior manager and auditor of the Legal Aid Agency (formerly the Legal Services Commission).

He has extensive experience of helping firms in England and Wales comply with the Outcomes Focused Regulation, Conveyancing Quality Scheme, Lexcel, the SQM and Contract requirements.
Paul Jones is a former senior manager for a global electronics organisation, and business consultant for SME's and corporate clients.
He has extensive experience of helping firms in England and Wales comply with the Outcomes Focused Regulation, Conveyancing Quality Scheme, Lexcel, the SQM and Contract requirements.

Download the brochure.

To find out more about booking this course, email: book@cpm21.co.uk or view our Course Schedule.